Oversight and Investigations
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WITNESS LIST
Panel I
Mr. H. David Kotz, Inspector General, Office of the Inspector General, U.S. Securities and Exchange Commission
Mr. Robert Khuzami, Director, Division of Enforcement, U.S. Securities and Exchange Commission
Mr. Carlo di Florio, Director, Office of Compliance Inspections and Examinations, U.S. Securities and Exchange Commission
Mr. Richard Ketchum, Chief Executive Officer, Financial Industry Regulatory Authority
Panel II
Ms. Julie Preuitt, Assistant Regional Director, U.S. Securities and Exchange Commission Fort Worth Regional Office
Mr. Charles Rawl, former employee Stanford Group Company
Mr. Stanford Kauffman, victim of the Stanford fraud
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Submit a Question for YourWitness
Well it looks like the victims who went through brokers will get SIPC cover. What about the 4000+ other victims who did not?
ReplyDeleteThey will be worse off than before since SIPC will attempt to recover their losses from the receiver.
There has been a lot of disinformation in this campaign to lead senators supporting SIPC cover that everyone will be helped and this is simply not true!