Oversight and Investigations
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WITNESS LIST
Panel I
Mr. H. David Kotz, Inspector General, Office of the Inspector General, U.S. Securities and Exchange Commission
Mr. Robert Khuzami, Director, Division of Enforcement, U.S. Securities and Exchange Commission
Mr. Carlo di Florio, Director, Office of Compliance Inspections and Examinations, U.S. Securities and Exchange Commission
Mr. Richard Ketchum, Chief Executive Officer, Financial Industry Regulatory Authority
Panel II
Ms. Julie Preuitt, Assistant Regional Director, U.S. Securities and Exchange Commission Fort Worth Regional Office
Mr. Charles Rawl, former employee Stanford Group Company
Mr. Stanford Kauffman, victim of the Stanford fraud
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